Reviewing a Cybersecurity Documentation Request List from the SEC

In this video, we take a deep dive into the latest SEC regulations on cybersecurity documentation, including a detailed examination of a recent letter the SEC sent to an RIA prior to an examination.

We will explore this Examination Information Request Letter from the SEC in detail during this webinar.

Here is a link to download a copy of the letter:

Through practical tips and best practices, we’ll explore how RIAs, Hedge Funds, B/Ds, and family offices can protect their firms against cyber threats.

Our presentation will cover the key elements necessary for compliance with the latest regulations and safeguarding your investments, clients, and business. As the SEC continues to scrutinize firms and their cybersecurity practices, it’s more important than ever to stay informed and ensure your firm is implementing the necessary measures for protection.