12 Solid Cybersecurity Steps for All SEC Registered Firms

Step 1: Install and maintain a firewall to protect data.


Step 2: Change default (vendor supplied) passwords on all firm devices and systems.


Step 3: Encrypt all hard drives.


Step 4: Encrypt transmission (internal or external) of client data.


Step 5: Use AntiVirus and Malware detection software on all devices. Use VPN services for all mobile devices.


Step 6: Use only systems that allow for 2-factor authentication (Yubiko key, Google Authenticator, etc).


Step 7: Restrict access to data only to those who need it to function in their jobs.


Step 8: Assign unique usernames to all employees who accesses your client’s data. No sharing of passwords.


Step 9: Restrict physical access to the data. Lock your office, enable mobile wipe, etc.


Step 10: Monitor and log all access to data and network resources.


Step 11: Perform Vulnerability scans on systems quarterly.


Step 12: Documentation is EVERYTHING!

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